Financial ADVSR advisor directory · SEC adviser records
Rockefeller Capital Management financial advisors in Wilmington, NC
Every SEC-registered investment adviser representative at a Rockefeller Capital Management office in Wilmington, A to Z.
The short answer
4 registered advisors work at Rockefeller Capital Management in Wilmington, out of 317 at the firm nationwide; it ranks number 30 in the city by advisors. 3 list the CFP designation and 4 are also registered broker representatives.
Rockefeller Capital Management advisors in Wilmington, A to Z
Every Rockefeller Capital Management advisor →- William P. PattersonAlso a broker rep
- Michael C. PearsonCertified Financial Planner · Also a broker rep
- Donis N. SmithCertified Financial Planner · Also a broker rep
- Riley A. StephensonCertified Financial Planner · Also a broker rep
Rockefeller Capital Management advisors in every city and state →Rockefeller Capital Management: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →
Rockefeller Capital Management advisors in other cities
Atlanta, GA 30Ny, NY 30Dallas, TX 14New York, NY 14Saratoga Springs, NY 12Stamford, CT 12Los Angeles, CA 11Newport Beach, CA 10Newtown, PA 9Chicago, IL 8Conshohocken, PA 8San Francisco, CA 8Florham Park, NJ 7Fort Lauderdale, FL 7Palm Beach Gardens, FL 7
Other firms in Wilmington
All Wilmington advisors →Wells Fargo Clearing Services, LLC 67Edward Jones 24Wells Fargo Advisors Financial Network, LLC 20Merrill Lynch, Pierce, Fenner & Smith Incorporated 19Commonwealth Financial Network 16First Citizens Investor Services, Inc. 14Raymond James Financial Services Advisors, Inc. 14Morgan Stanley 13Raymond James & Associates, Inc. 13UBS Financial Services Inc. 12Captrust 10Cetera Investment Advisers LLC 10
Questions
How many financial advisors does Rockefeller Capital Management have in Wilmington?
4 investment adviser representatives are registered at Rockefeller Capital Management offices in Wilmington, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 317 nationwide. 3 list the CFP designation and 4 are also registered as broker representatives.
Is Rockefeller Capital Management one of the largest advisor employers in Wilmington?
Rockefeller Capital Management ranks number 30 in Wilmington by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 67.
How do I check a Rockefeller Capital Management advisor in Wilmington?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Capital Management office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.