Financial ADVSR advisor directory · SEC adviser records
Captrust financial advisors in Wilmington, NC
Every SEC-registered investment adviser representative at a Captrust office in Wilmington, A to Z.
10 registered advisors work at Captrust in Wilmington, out of 915 at the firm nationwide; it ranks number 11 in the city by advisors. 3 list the CFP designation and 6 are also registered broker representatives.
Captrust advisors in Wilmington, A to Z
Every Captrust advisor →- Francis M. Beam IIIAlso a broker rep
- Vinton E. Fountain IIIAlso a broker rep
- David R. HartnessCertified Financial Planner · Also a broker rep
- Sarah HaynesInvestment adviser rep
- Lil M. MercerAlso a broker rep
- Cleve E. NordeenAlso a broker rep
- Christopher M. RileyCertified Financial Planner · Also a broker rep
- Thompson SchollaertInvestment adviser rep
- Robert F. WarwickPersonal Financial Specialist
- Susan S. WillettCertified Financial Planner
Captrust advisors in every city and state →Captrust: assets, clients and custodians →CAPTRUST news and advisor moves →Captrust payout grid vs. other firms →Advisor Moves: who changed firms this week →
Captrust advisors in other cities
Raleigh, NC 125Boston, MA 52Brentwood, TN 33Charlotte, NC 31Tampa, FL 31San Antonio, TX 29Phoenix, AZ 25Chesterton, IN 20Dallas, TX 20Rochester, NY 18Allentown, PA 17Greenville, SC 17Sacramento, CA 17Costa Mesa, CA 16Leawood, KS 16
Other firms in Wilmington
All Wilmington advisors →Wells Fargo Clearing Services, LLC 67Edward Jones 24Wells Fargo Advisors Financial Network, LLC 20Merrill Lynch, Pierce, Fenner & Smith Incorporated 19Commonwealth Financial Network 16First Citizens Investor Services, Inc. 14Raymond James Financial Services Advisors, Inc. 14Morgan Stanley 13Raymond James & Associates, Inc. 13UBS Financial Services Inc. 12Cetera Investment Advisers LLC 10RBC Capital Markets, LLC 10
Questions
How many financial advisors does Captrust have in Wilmington?
10 investment adviser representatives are registered at Captrust offices in Wilmington, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 915 nationwide. 3 list the CFP designation and 6 are also registered as broker representatives.
Is Captrust one of the largest advisor employers in Wilmington?
Captrust ranks number 11 in Wilmington by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 67.
How do I check a Captrust advisor in Wilmington?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Captrust office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.