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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Wilmington, NC

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Wilmington, A to Z.

The short answer

10 registered advisors work at RBC Capital Markets, LLC in Wilmington, out of 3,466 at the firm nationwide; it ranks number 14 in the city by advisors. 3 list the CFP designation and 10 are also registered broker representatives.

RBC Capital Markets, LLC advisors in Wilmington, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC advisors in other cities

Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36

Other firms in Wilmington

All Wilmington advisors →

Wells Fargo Clearing Services, LLC 39Edward Jones 24Merrill Lynch, Pierce, Fenner & Smith Incorporated 21Wells Fargo Advisors Financial Network, LLC 18Commonwealth Financial Network 15Morgan Stanley 14Raymond James Financial Services Advisors, Inc. 14Raymond James & Associates, Inc. 12UBS Financial Services Inc. 12First Citizens Investor Services, Inc. 11Captrust 10Cetera Investment Advisers LLC 10

Questions

How many financial advisors does RBC Capital Markets, LLC have in Wilmington?

10 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Wilmington, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 3 list the CFP designation and 10 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in Wilmington?

RBC Capital Markets, LLC ranks number 14 in Wilmington by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 39.

How do I check a RBC Capital Markets, LLC advisor in Wilmington?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.