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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Wilmington, NC

Every SEC-registered investment adviser representative at a firm office in Wilmington, with the firms that employ the most of them.

440 registered advisors work in Wilmington; the most are at Wells Fargo Clearing Services, LLC (67). 90 list the CFP designation and 346 are also registered broker representatives.

Firms with the most advisors in Wilmington

FirmAdvisors in Wilmington
Wells Fargo Clearing Services, LLC news67
Edward Jones news24
Wells Fargo Advisors Financial Network, LLC news20
Merrill Lynch, Pierce, Fenner & Smith Incorporated news19
Commonwealth Financial Network news16
First Citizens Investor Services, Inc.14
Raymond James Financial Services Advisors, Inc. news14
Morgan Stanley news13
Raymond James & Associates, Inc. news13
UBS Financial Services Inc. news12
Captrust news10
Cetera Investment Advisers LLC news10
RBC Capital Markets, LLC news10
Stifel, Nicolaus & Company, Incorporated news10
Truist Advisory Services, Inc. news10
LPL Financial LLC news9
Credit Union Investment Services8
State Farm Investment Management Corp.8
Live Oak Private Wealth, LLC7
D.A. Davidson & Co.6
Masonboro Advisors6
Omnistar Financial Group, Inc.6
Ae Wealth Management, LLC5
Ascendor Wealth, LLC5
MML Investors Services, LLC5

Advisors in Wilmington, A to Z (first 300 of 440)

CFP advisors in Wilmington →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58Davidson 54

Questions

How many financial advisors are in Wilmington, NC?

440 investment adviser representatives are registered at firm offices in Wilmington, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 346 of them are also registered as broker representatives, and 90 list the CFP designation.

Which firm has the most financial advisors in Wilmington?

Wells Fargo Clearing Services, LLC, with 67 registered advisors in Wilmington, followed by Edward Jones with 24.

How do I check a financial advisor in Wilmington?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.