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Financial ADVSR advisor directory · SEC adviser records

Live Oak Private Wealth, LLC financial advisors in Wilmington, NC

Every SEC-registered investment adviser representative at a Live Oak Private Wealth, LLC office in Wilmington, A to Z.

The short answer

7 registered advisors work at Live Oak Private Wealth, LLC in Wilmington, out of 10 at the firm nationwide; it ranks number 19 in the city by advisors. 2 list the CFP designation and 0 are also registered broker representatives.

Live Oak Private Wealth, LLC advisors in Wilmington, A to Z

Every Live Oak Private Wealth, LLC advisor →

Live Oak Private Wealth, LLC advisors in every city and state →Live Oak Private Wealth, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Live Oak Private Wealth, LLC advisors in other cities

Rocky Mount, NC 3

Other firms in Wilmington

All Wilmington advisors →

Wells Fargo Clearing Services, LLC 67Edward Jones 24Wells Fargo Advisors Financial Network, LLC 20Merrill Lynch, Pierce, Fenner & Smith Incorporated 19Commonwealth Financial Network 15First Citizens Investor Services, Inc. 14Raymond James Financial Services Advisors, Inc. 14Morgan Stanley 13Raymond James & Associates, Inc. 13UBS Financial Services Inc. 13Captrust 10Cetera Investment Advisers LLC 10

Questions

How many financial advisors does Live Oak Private Wealth, LLC have in Wilmington?

7 investment adviser representatives are registered at Live Oak Private Wealth, LLC offices in Wilmington, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 10 nationwide. 2 list the CFP designation and 0 are also registered as broker representatives.

Is Live Oak Private Wealth, LLC one of the largest advisor employers in Wilmington?

Live Oak Private Wealth, LLC ranks number 19 in Wilmington by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 67.

How do I check a Live Oak Private Wealth, LLC advisor in Wilmington?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Live Oak Private Wealth, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.