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Financial ADVSR advisor directory · SEC adviser records

Live Oak Private Wealth, LLC financial advisors in Rocky Mount, NC

Every SEC-registered investment adviser representative at a Live Oak Private Wealth, LLC office in Rocky Mount, A to Z.

The short answer

3 registered advisors work at Live Oak Private Wealth, LLC in Rocky Mount, out of 10 at the firm nationwide; it ranks number 8 in the city by advisors. 1 list the CFP designation and 0 are also registered broker representatives.

Live Oak Private Wealth, LLC advisors in Rocky Mount, A to Z

Every Live Oak Private Wealth, LLC advisor →

Live Oak Private Wealth, LLC advisors in every city and state →Live Oak Private Wealth, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Live Oak Private Wealth, LLC advisors in other cities

Wilmington, NC 7

Other firms in Rocky Mount

All Rocky Mount advisors →

Edward Jones 8Wells Fargo Clearing Services, LLC 7Stifel, Nicolaus & Company, Incorporated 5Ameriprise Financial Services, LLC 4State Farm Investment Management Corp. 4Equitable Advisors, LLC 3Ironsides Asset Advisors, LLC 3Prosperity Capital Advisors 3Whitener Capital Management, Inc. 3

Questions

How many financial advisors does Live Oak Private Wealth, LLC have in Rocky Mount?

3 investment adviser representatives are registered at Live Oak Private Wealth, LLC offices in Rocky Mount, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 10 nationwide. 1 list the CFP designation and 0 are also registered as broker representatives.

Is Live Oak Private Wealth, LLC one of the largest advisor employers in Rocky Mount?

Live Oak Private Wealth, LLC ranks number 8 in Rocky Mount by registered advisors; Edward Jones has the most, with 8.

How do I check a Live Oak Private Wealth, LLC advisor in Rocky Mount?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Live Oak Private Wealth, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.