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Financial ADVSR advisor directory · SEC adviser records

Wells Fargo Clearing Services, LLC financial advisors in Rocky Mount, NC

Every SEC-registered investment adviser representative at a Wells Fargo Clearing Services, LLC office in Rocky Mount, A to Z.

The short answer

7 registered advisors work at Wells Fargo Clearing Services, LLC in Rocky Mount, out of 13,134 at the firm nationwide; it ranks number 2 in the city by advisors. 0 list the CFP designation and 7 are also registered broker representatives.

Wells Fargo Clearing Services, LLC advisors in Rocky Mount, A to Z

Every Wells Fargo Clearing Services, LLC advisor →

Wells Fargo Clearing Services, LLC advisors in every city and state →Wells Fargo Clearing Services, LLC: assets, clients and custodians →Wells Fargo news and advisor moves →Wells Fargo Clearing Services, LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

Wells Fargo Clearing Services, LLC advisors in other cities

St. Louis, MO 712Charlotte, NC 342New York, NY 324Salt Lake City, UT 201Minneapolis, MN 196San Diego, CA 170Houston, TX 167Scottsdale, AZ 147Irvine, CA 135Walnut Creek, CA 135Los Angeles, CA 127McLean, VA 119Seattle, WA 116Richmond, VA 114Fort Worth, TX 112

Other firms in Rocky Mount

All Rocky Mount advisors →

Edward Jones 8Stifel, Nicolaus & Company, Incorporated 5Ameriprise Financial Services, LLC 4State Farm Investment Management Corp. 4Equitable Advisors, LLC 3Ironsides Asset Advisors, LLC 3Live Oak Private Wealth, LLC 3Prosperity Capital Advisors 3Whitener Capital Management, Inc. 3

Questions

How many financial advisors does Wells Fargo Clearing Services, LLC have in Rocky Mount?

7 investment adviser representatives are registered at Wells Fargo Clearing Services, LLC offices in Rocky Mount, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 13,134 nationwide. 0 list the CFP designation and 7 are also registered as broker representatives.

Is Wells Fargo Clearing Services, LLC one of the largest advisor employers in Rocky Mount?

Wells Fargo Clearing Services, LLC ranks number 2 in Rocky Mount by registered advisors; Edward Jones has the most, with 8.

How do I check a Wells Fargo Clearing Services, LLC advisor in Rocky Mount?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Wells Fargo Clearing Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.