Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rocky Mount, NC

Every SEC-registered investment adviser representative at a firm office in Rocky Mount, with the firms that employ the most of them.

54 registered advisors work in Rocky Mount; the most are at Edward Jones (9). 3 list the CFP designation and 39 are also registered broker representatives.

Firms with the most advisors in Rocky Mount

FirmAdvisors in Rocky Mount
Edward Jones news9
Wells Fargo Clearing Services, LLC news6
Stifel, Nicolaus & Company, Incorporated news5
Ameriprise Financial Services, LLC news4
State Farm Investment Management Corp.4
Ironsides Asset Advisors, LLC3
Live Oak Private Wealth, LLC3
Prosperity Capital Advisors3
Whitener Capital Management, Inc.3
Emerald Asset Management, Inc.2
Equitable Advisors, LLC news2
LPL Financial LLC news2
Osaic Institutions, Inc. news2
Capital Investment Advisory Services, LLC1
Credit Union Investment Services1
First Advisors National, LLC1
RBC Capital Markets, LLC news1
Rockefeller Financial LLC news1
Truist Advisory Services, Inc. news1

Advisors in Rocky Mount, A to Z

CFP advisors in Rocky Mount →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58

Questions

How many financial advisors are in Rocky Mount, NC?

54 investment adviser representatives are registered at firm offices in Rocky Mount, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 39 of them are also registered as broker representatives, and 3 list the CFP designation.

Which firm has the most financial advisors in Rocky Mount?

Edward Jones, with 9 registered advisors in Rocky Mount, followed by Wells Fargo Clearing Services, LLC with 6.

How do I check a financial advisor in Rocky Mount?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.