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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Concord, NC

Every SEC-registered investment adviser representative at a firm office in Concord, with the firms that employ the most of them.

86 registered advisors work in Concord; the most are at Tiaa-Cref Individual & Institutional Services, LLC (15). 10 list the CFP designation and 73 are also registered broker representatives.

Firms with the most advisors in Concord

FirmAdvisors in Concord
Tiaa-Cref Individual & Institutional Services, LLC15
Edward Jones news8
Cambridge Investment Research Advisors, Inc. news7
Wells Fargo Clearing Services, LLC news7
LPL Financial LLC news6
Strategic Advisers LLC5
Credit Union Investment Services3
Equitable Advisors, LLC news3
Merrill Lynch, Pierce, Fenner & Smith Incorporated news3
Mill Capital Management, LLC3
Raymond James Financial Services Advisors, Inc. news3
Cadence Wealth Partners, LLC2
Family Wealth Partners Concord, Inc.2
360 Aviation Advisors, LLC1
Alphastar Capital Management1
Exodus Wealth, LLC1
Fiduciary Capital Management LLC1
Fifth Third Securities, Inc.1
Hornor, Townsend & Kent, LLC1
Ifg Advisory, LLC1
J.P. Morgan Securities LLC news1
Kestra Advisory Services, LLC news1
Matson Money, Inc.1
Morgan Stanley news1
Mwa Financial Services Inc.1

Advisors in Concord, A to Z

CFP advisors in Concord →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58Davidson 54

Questions

How many financial advisors are in Concord, NC?

86 investment adviser representatives are registered at firm offices in Concord, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 73 of them are also registered as broker representatives, and 10 list the CFP designation.

Which firm has the most financial advisors in Concord?

Tiaa-Cref Individual & Institutional Services, LLC, with 15 registered advisors in Concord, followed by Edward Jones with 8.

How do I check a financial advisor in Concord?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.