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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Apex, NC

Every SEC-registered investment adviser representative at a firm office in Apex, with the firms that employ the most of them.

68 registered advisors work in Apex; the most are at Strategic Advisers LLC (12). 15 list the CFP designation and 39 are also registered broker representatives.

Firms with the most advisors in Apex

FirmAdvisors in Apex
Strategic Advisers LLC12
Edward Jones news11
Bsg Advisers6
Hunter Street Investment Advisors LLC6
Capital Financial Advisory Group, LLC4
State Farm Investment Management Corp.3
Blue Water Capital Management, LLC2
Crutchfield Advisors, Inc.2
Foundations Investment Advisors LLC2
LPL Financial LLC news2
Onedigital2
Osaic Wealth, Inc. news2
Truist Advisory Services, Inc. news2
Farther news1
Fifth Third Securities, Inc.1
Fwj Planning LLC1
Hauser Retirement Solutions 2 LLC1
Kestra Advisory Services, LLC news1
MML Investors Services, LLC1
Mai Capital Management, LLC1
Mariner Independent news1
Mason & Associates, LLC1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
One Providence Capital, LLC1
Sparrows Financial1

Advisors in Apex, A to Z

CFP advisors in Apex →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82New Bern 59Wake Forest 59Burlington 58Hendersonville 58Davidson 54

Questions

How many financial advisors are in Apex, NC?

68 investment adviser representatives are registered at firm offices in Apex, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 39 of them are also registered as broker representatives, and 15 list the CFP designation.

Which firm has the most financial advisors in Apex?

Strategic Advisers LLC, with 12 registered advisors in Apex, followed by Edward Jones with 11.

How do I check a financial advisor in Apex?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.