Asset manager · Cincinnati, OH
Hauser Retirement Solutions 2 LLC
SEC-registered investment adviser · CRD 299959 · SEC 801-117147
At a glance
Hauser Retirement Solutions 2 LLC is an SEC-registered investment adviser based in Cincinnati, Ohio, with $1.2 billion in regulatory assets under management as of its Form ADV filed April 21, 2026. Its largest client group by assets is pension and profit sharing plans. By Form ADV it is a asset manager, ranked 1,264th of 3,218 asset managers and 4,828th of 17,210 SEC-registered advisers by assets.
Main office 513-745-9200thehausergroup.comAs filed on Form ADV
- Regulatory AUM
- $1.2B
- Rank among asset managers
- #1,264 of 3,218
- Rank among all SEC RIAs
- #4,828 of 17,210
- Rank in Ohio
- #96 of 403
- Clients
- 76
- Accounts
- 76
- Discretionary
- 0% of AUM
- Employees
- 5
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Mark J. HauserChairman
- Andrew S WarningChief Compliance Officer
- Jessica E. SingerManaging Director
Custody and brokerage
Custodian
Hauser Retirement Solutions 2 LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 76 | $1.2B | 100% |
Disciplinary disclosures
Hauser Retirement Solutions 2 LLC answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Pension consulting
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗thehausergroup.com ↗
AtlasMembers
The full record on Hauser Retirement Solutions 2 LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 972 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Hauser Retirement Solutions 2 LLC manage?
Hauser Retirement Solutions 2 LLC reports $1.2 billion in regulatory assets under management across 76 accounts, on its Form ADV filed April 21, 2026.
What kind of firm is Hauser Retirement Solutions 2 LLC?
Hauser Retirement Solutions 2 LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Hauser Retirement Solutions 2 LLC’s clients?
By assets, its largest client types are pension and profit sharing plans ($1.2 billion, 76 clients).
Does Hauser Retirement Solutions 2 LLC have any disciplinary history?
Hauser Retirement Solutions 2 LLC answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Hauser Retirement Solutions 2 LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-21), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →