Partner/member · HPE Capital Management II, LLC
Mark J. Hauser
CRD 1108603 · Named on Form ADV at 2 SEC-registered advisers
At a glance
HPE Capital Management II, LLC, an SEC-registered private fund adviser based in Cincinnati, OH with $840 million in regulatory assets, lists Mark J. Hauser on its Form ADV as Partner/member, a control person. The SEC filings also name Mark at 1 other registered adviser.
Firms and roles
- HPE Capital Management II, LLCPartner/memberPrivate fund adviser · Cincinnati, OH · $840M in regulatory assets
- Hauser Retirement Solutions 2 LLCChairmanAsset manager · Cincinnati, OH · $1.2B in regulatory assets
AtlasMembers
Mark’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Paul M. SwansonPartner/member, HPE Capital Management II, LLC
- Philip G. RiolaChief Compliance Officer, HPE Capital Management II, LLC
- Andrew S WarningChief Compliance Officer, Hauser Retirement Solutions 2 LLC
- Jessica E. SingerManaging Director, Hauser Retirement Solutions 2 LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Mark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.