Chief Compliance Officer · HPE Capital Management II, LLC
Philip G. Riola
CRD 7241920 · Named on Form ADV at one SEC-registered adviser
At a glance
HPE Capital Management II, LLC, an SEC-registered private fund adviser based in Cincinnati, OH with $840 million in regulatory assets, lists Philip G. Riola on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- HPE Capital Management II, LLCChief Compliance OfficerPrivate fund adviser · Cincinnati, OH · $840M in regulatory assets
AtlasMembers
Philip’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Mark J. HauserPartner/member, HPE Capital Management II, LLC
- Paul M. SwansonPartner/member, HPE Capital Management II, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Philip’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.