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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Wilmington, NC

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Wilmington, A to Z.

The short answer

9 registered advisors work at LPL Financial LLC in Wilmington, out of 21,094 at the firm nationwide; it ranks number 13 in the city by advisors. 1 list the CFP designation and 9 are also registered broker representatives.

LPL Financial LLC advisors in Wilmington, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70

Other firms in Wilmington

All Wilmington advisors →

Wells Fargo Clearing Services, LLC 39Edward Jones 24Merrill Lynch, Pierce, Fenner & Smith Incorporated 21Wells Fargo Advisors Financial Network, LLC 18Commonwealth Financial Network 15Morgan Stanley 14Raymond James Financial Services Advisors, Inc. 14Raymond James & Associates, Inc. 12UBS Financial Services Inc. 12First Citizens Investor Services, Inc. 11Captrust 10Cetera Investment Advisers LLC 10

Questions

How many financial advisors does LPL Financial LLC have in Wilmington?

9 investment adviser representatives are registered at LPL Financial LLC offices in Wilmington, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 1 list the CFP designation and 9 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Wilmington?

LPL Financial LLC ranks number 13 in Wilmington by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 39.

How do I check a LPL Financial LLC advisor in Wilmington?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.