Adviser and broker representative · Rockefeller Financial LLC
Leah M. D'Agostino
CRD 5171710 · San Francisco, CA
At a glance
Leah M. D'Agostino is an investment adviser representative with Rockefeller Financial LLC in San Francisco, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Leah’s SEC record dates to 2011, about 15 years ago. Leah is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firms
- Rockefeller Financial LLCSince June 2023San Francisco, CA · $100B in regulatory assets
- Rockefeller Capital ManagementSince July 2023San Francisco, CA · $37B in regulatory assets
SEC adviser record
- Registered since
- 2011 (15 years)
- Designations
- Certified Financial Planner
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Leah’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Rockefeller Financial LLC
- Sora AraimSan Francisco
- Keri T. ChanSan Francisco
- Rajiv DadlaniSan Francisco
- James G. Demartini IVSan Francisco
- Jamie A. DurraniSan Francisco
- Timothy J. FiaccoSan Francisco · Certified Financial Planner
- Xinyi HuangSan Francisco
- Abbas KhoshnevissanSan Francisco
Every advisor at Rockefeller Financial LLC →Rockefeller Financial LLC: assets, clients and custodians →Rockefeller news, moves and payouts →Financial advisors in San Francisco, CA →Every Rockefeller Financial LLC advisor in San Francisco →Advisor Moves: who changed firms this week →