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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Capital Management financial advisors in Los Gatos, CA

Every SEC-registered investment adviser representative at a Rockefeller Capital Management office in Los Gatos, A to Z.

The short answer

3 registered advisors work at Rockefeller Capital Management in Los Gatos, out of 317 at the firm nationwide; it ranks number 13 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Rockefeller Capital Management advisors in Los Gatos, A to Z

Every Rockefeller Capital Management advisor →

Rockefeller Capital Management advisors in every city and state →Rockefeller Capital Management: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Capital Management advisors in other cities

Atlanta, GA 30Ny, NY 30Dallas, TX 14New York, NY 13Saratoga Springs, NY 12Stamford, CT 12Los Angeles, CA 11Newport Beach, CA 10Newtown, PA 9San Francisco, CA 9Chicago, IL 8Conshohocken, PA 8Florham Park, NJ 7Fort Lauderdale, FL 7Palm Beach Gardens, FL 7

Other firms in Los Gatos

All Los Gatos advisors →

Morgan Stanley 26UBS Financial Services Inc. 17Charles Schwab & Co., Inc. 9Strategic Advisers LLC 8Kane Investment Management, Inc. 5Scharf Investments, LLC 5Raymond James Financial Services Advisors, Inc. 4Rice Financial Consulting, Inc. 4Wells Fargo Advisors Financial Network, LLC 4LPL Financial LLC 3Libra Wealth LLC 3Mainstreet Financial Planning, Inc. 3

Questions

How many financial advisors does Rockefeller Capital Management have in Los Gatos?

3 investment adviser representatives are registered at Rockefeller Capital Management offices in Los Gatos, California, according to the SEC's Investment Adviser Public Disclosure records, out of 317 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Rockefeller Capital Management one of the largest advisor employers in Los Gatos?

Rockefeller Capital Management ranks number 13 in Los Gatos by registered advisors; Morgan Stanley has the most, with 26.

How do I check a Rockefeller Capital Management advisor in Los Gatos?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Capital Management office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.