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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Los Gatos, CA

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Los Gatos, A to Z.

The short answer

17 registered advisors work at UBS Financial Services Inc. in Los Gatos, out of 8,476 at the firm nationwide; it ranks number 2 in the city by advisors. 0 list the CFP designation and 17 are also registered broker representatives.

UBS Financial Services Inc. advisors in Los Gatos, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in Los Gatos

All Los Gatos advisors →

Morgan Stanley 26Charles Schwab & Co., Inc. 9Strategic Advisers LLC 8Kane Investment Management, Inc. 5Scharf Investments, LLC 5Raymond James Financial Services Advisors, Inc. 4Rice Financial Consulting, Inc. 4Wells Fargo Advisors Financial Network, LLC 4LPL Financial LLC 3Libra Wealth LLC 3Mainstreet Financial Planning, Inc. 3Rockefeller Capital Management 3

Questions

How many financial advisors does UBS Financial Services Inc. have in Los Gatos?

17 investment adviser representatives are registered at UBS Financial Services Inc. offices in Los Gatos, California, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 0 list the CFP designation and 17 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Los Gatos?

UBS Financial Services Inc. ranks number 2 in Los Gatos by registered advisors; Morgan Stanley has the most, with 26.

How do I check a UBS Financial Services Inc. advisor in Los Gatos?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.