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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Los Gatos, CA

Every SEC-registered investment adviser representative at a firm office in Los Gatos, with the firms that employ the most of them.

144 registered advisors work in Los Gatos; the most are at Morgan Stanley (24). 21 list the CFP designation and 109 are also registered broker representatives.

Firms with the most advisors in Los Gatos

FirmAdvisors in Los Gatos
Morgan Stanley news24
UBS Financial Services Inc. news18
Strategic Advisers LLC14
Charles Schwab & Co., Inc. news9
Kane Investment Management, Inc.5
Scharf Investments, LLC5
Raymond James Financial Services Advisors, Inc. news4
Rice Financial Consulting, Inc.4
Wells Fargo Advisors Financial Network, LLC news4
LPL Financial LLC news3
Legacy Capital Group California, Inc.3
Mainstreet Financial Planning, Inc.3
Rockefeller Capital Management news3
Rockefeller Financial LLC news3
Sanctuary Advisors, LLC3
Wells Fargo Clearing Services, LLC news3
Arete Wealth Advisors, LLC2
Edward Jones news2
Farm And Community Advisory2
J.P. Morgan Securities LLC news2
Libra Wealth LLC2
Lido2
Osaic Wealth, Inc. news2
State Farm Investment Management Corp.2
U.S. Bancorp Advisors, LLC2

Advisors in Los Gatos, A to Z

CFP advisors in Los Gatos →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Los Gatos, CA?

144 investment adviser representatives are registered at firm offices in Los Gatos, California, according to the SEC's Investment Adviser Public Disclosure records. 109 of them are also registered as broker representatives, and 21 list the CFP designation.

Which firm has the most financial advisors in Los Gatos?

Morgan Stanley, with 24 registered advisors in Los Gatos, followed by UBS Financial Services Inc. with 18.

How do I check a financial advisor in Los Gatos?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.