Wealth manager, independent · LOS Angeles, CA
Lido
Lido Advisors, LLC · SEC-registered investment adviser · CRD 269866 · SEC 801-100433
At a glance
Lido is an SEC-registered investment adviser based in LOS Angeles, California, with $43B in regulatory assets under management as of its Form ADV filed August 27, 2026. It reports 13,043 individual clients, 9,829 of them high-net-worth, holding an average of about $2.9 million each, and 437 employees. That ranks it 26th among the nation’s 5,657 independent wealth management RIAs and 5th of 714 in California. It reports 2 custodians for its clients’ separately managed accounts: Fidelity and Charles Schwab.
Main office 800-301-5436lidoadvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $43B
- Rank among independent wealth managers
- #26 of 5,657
- Rank among all SEC RIAs
- #492 of 17,210
- Rank in California
- #5 of 714
- Individual clients
- 13,043
- High-net-worth clients
- 9,829
- Accounts
- 42,220
- Discretionary
- 97% of AUM
- Employees
- 437
- Advisory staff
- 235
- Offices
- 46
Owners and executives on its Form ADV
- Jason J. OzurSenior Managing Director & Co-Chief Executive Officer
- Jason P. LeeChief Legal Officer
- Kenneth A. SternSenior Managing Director & Co-Ceo
- Alexandra M. BrowneSenior Managing Director & Chief Development Officer
- Stacy L. BeattieChief Operating Officer
- Elena RoChief Compliance Officer
- Brian F. HaloossimPresident
- Daniel MarquisChief Financial Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Lido is a hybrid RIA: 7 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Lido Securities, LLC.
- Lido Securities, LLC ↗CRD 331956
Its Form ADV brochure (filed August 2026) names Lincoln Investment as the broker-dealer its advisers are registered with.
Registered Representatives of Lincoln Investment Planning Some IARs of Lido are also licensed as a registered representative of Lincoln Investment Planning, LLC (“Lincoln”), a dually registered broker- dealer and investment adviser.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 9,829 | $37B | 87% |
| Corporations or other businesses | 415 | $2.6B | 6% |
| Individuals | 3,214 | $1.4B | 3% |
| Charitable organizations | 290 | $927M | 2% |
| Pooled investment vehicles | 22 | $684M | 2% |
| Investment companies | 1 | $72M | <1% |
| Pension and profit sharing plans | 26 | $46M | <1% |
| Insurance companies | 3 | $24M | <1% |
Private funds
Lido reports 22 private funds with $684M in gross assets: hedge funds, private equity funds, venture capital funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Lido reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗lidoadvisors.com ↗
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The full record on Lido
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 99 peers of its type and size
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- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 6Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in California
All of California →| Firm | Regulatory AUM | Clients |
|---|---|---|
| IEQ Capital, LLCFoster City | $57B | 2,300 |
| Beacon Pointe Advisors, LLCNewport Beach | $55B | 29,565 |
| EP Wealth AdvisorsTorrance | $45B | 19,618 |
| Jordan Park Group LLCSAN Francisco | $23B | 163 |
| SeiaLOS Angeles | $23B | 9,520 |
| Baker Street Advisors, LLCSAN Francisco | $21B | 504 |
Compare Lido with
- Lido vs SCS Capital Management LLC $49B · Boston, MA
- Lido vs EP Wealth Advisors $45B · Torrance, CA
- Lido vs Focus Advisor Solutions, LLC $41B · St. Louis, MO
- Lido vs Rockefeller Capital Management $37B · New York, NY
Background
Questions
How much does Lido manage?
Lido reports $43B in regulatory assets under management across 42,220 accounts, 97% of it on a discretionary basis, on its Form ADV filed August 27, 2026.
How many clients does Lido have?
It reports 13,043 individual clients: 9,829 high-net-worth individuals and 3,214 other individuals. Individuals account for about 90% of its regulatory assets.
Where is Lido headquartered?
Its main office is in LOS Angeles, California. It reports 46 offices in total and 437 employees, 235 of whom perform investment advisory functions.
How does Lido charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees; performance-based fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Lido use?
It reports 2 custodians for its clients’ separately managed accounts: Fidelity and Charles Schwab. On Schedule D of its Form ADV filed August 27, 2026, it reports these amounts held: Fidelity ($27B); Charles Schwab ($12B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Lido a hybrid RIA with a broker-dealer?
Lido is a hybrid RIA: 7 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Lido Securities, LLC. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Lido a fiduciary?
As an SEC-registered investment adviser, Lido owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 7 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Lido’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →