Chief Compliance Officer · Lido
Elena Ro
CRD 8156065 · Named on Form ADV at one SEC-registered adviser
At a glance
Lido, an SEC-registered wealth manager based in LOS Angeles, CA with $42.5 billion in regulatory assets, lists Elena Ro on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- LidoChief Compliance OfficerWealth manager · LOS Angeles, CA · $43B in regulatory assets
AtlasMembers
Elena’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Jason J. OzurSenior Managing Director & Co-Chief Executive Officer, Lido
- Jason P. LeeChief Legal Officer, Lido
- Kenneth A. SternSenior Managing Director & Co-Ceo, Lido
- Alexandra M. BrowneSenior Managing Director & Chief Development Officer, Lido
- Stacy L. BeattieChief Operating Officer, Lido
2 more people named with Elena on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Elena’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.