Wealth manager, independent · Foster City, CA
IEQ Capital, LLC
SEC-registered investment adviser · CRD 301819 · SEC 801-115278
At a glance
IEQ Capital, LLC is an SEC-registered investment adviser based in Foster City, California, with $57B in regulatory assets under management as of its Form ADV filed June 9, 2026. It reports 2,300 individual clients, 2,300 of them high-net-worth, holding an average of about $25 million each, and 266 employees. That ranks it 18th among the nation’s 5,657 independent wealth management RIAs and 2nd of 714 in California. It reports Fidelity as the custodian for its clients’ separately managed accounts.
Main office 650-581-9807ieqcapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $57B
- Rank among independent wealth managers
- #18 of 5,657
- Rank among all SEC RIAs
- #395 of 17,210
- Rank in California
- #2 of 714
- Individual clients
- 2,300
- High-net-worth clients
- 2,300
- Accounts
- 2,309
- Discretionary
- 81% of AUM
- Employees
- 266
- Advisory staff
- 193
- Offices
- 20
Owners and executives on its Form ADV
- Dean I. HorwitzChief Operations Officer
- Alan ZafranManaging Partner
- Eric S. HarrisonManaging Partner
- Robert J. SkinnerManaging Partner
- Bethany J. PetersonChief Financial Officer
- Lior KeshetChief Compliance Officer & General Counsel
- Megan J. WhyteExecutive Team Member
- Jeffrey S WestsmithExecutive Team Member
Custody and brokerage
Broker-dealer
No broker-dealer ties
IEQ Capital, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 2,300 | $57B | 100% |
| Charitable organizations | 9 | $226M | <1% |
Disciplinary disclosures
IEQ Capital, LLC answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗ieqcapital.com ↗
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The full record on IEQ Capital, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
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- Growth over one, three and five years
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- Rank against 79 peers of its type and size
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- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in California
All of California →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Edelman Financial EnginesSanta Clara | $326B | 477,170 |
| Beacon Pointe Advisors, LLCNewport Beach | $55B | 29,565 |
| EP Wealth AdvisorsTorrance | $45B | 19,618 |
| LidoLOS Angeles | $43B | 13,043 |
| Jordan Park Group LLCSAN Francisco | $23B | 163 |
| SeiaLOS Angeles | $23B | 9,520 |
Compare IEQ Capital, LLC with
- IEQ Capital, LLC vs Edelman Financial Engines $326B · Santa Clara, CA
- IEQ Capital, LLC vs CIBC Private Wealth Advisors, Inc. $68B · Chicago, IL
- IEQ Capital, LLC vs Private Advisor Group, LLC $58B · Morristown, NJ
- IEQ Capital, LLC vs Savant Wealth Management $56B · Rockford, IL
- IEQ Capital, LLC vs Beacon Pointe Advisors, LLC $55B · Newport Beach, CA
Background
Questions
How much does IEQ Capital, LLC manage?
IEQ Capital, LLC reports $57B in regulatory assets under management across 2,309 accounts, 81% of it on a discretionary basis, on its Form ADV filed June 9, 2026.
How many clients does IEQ Capital, LLC have?
It reports 2,300 individual clients: 2,300 high-net-worth individuals and 0 other individuals. Individuals account for about 100% of its regulatory assets.
Where is IEQ Capital, LLC headquartered?
Its main office is in Foster City, California. It reports 20 offices in total and 266 employees, 193 of whom perform investment advisory functions.
How does IEQ Capital, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does IEQ Capital, LLC use?
It reports Fidelity as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed June 9, 2026, it reports these amounts held: Fidelity ($41B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is IEQ Capital, LLC a hybrid RIA with a broker-dealer?
IEQ Capital, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is IEQ Capital, LLC a fiduciary?
As an SEC-registered investment adviser, IEQ Capital, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is IEQ Capital, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-09), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →