Adviser and broker representative · Rockefeller Financial LLC
Blake Romero
CRD 7648398 · Los Gatos, CA
At a glance
Blake Romero is an investment adviser representative with Rockefeller Financial LLC in Los Gatos, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Blake’s SEC record dates to 2024, about 2 years ago. Blake is also registered as a broker representative.
Current advisory firm
- Rockefeller Financial LLCSince July 2026Los Gatos, CA · $100B in regulatory assets
SEC adviser record
- Registered since
- 2024 (2 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Blake’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.