Owner · Kane Investment Management, Inc.
Dennis Kane
CRD 2087948 · Named on Form ADV at one SEC-registered adviser
At a glance
Kane Investment Management, Inc., an SEC-registered wealth manager based in LOS Gatos, CA with $241 million in regulatory assets, lists Dennis Kane on its Form ADV as Owner, a control person.
Firms and roles
- Kane Investment Management, Inc.OwnerWealth manager · LOS Gatos, CA · $241M in regulatory assets
AtlasMembers
Dennis’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Manjeshwar S BhatChief Operating Officer, Chief Compliance Officer, Kane Investment Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dennis’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.