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Financial ADVSR advisor directory · SEC adviser records

Rice Financial Consulting, Inc. financial advisors in Los Gatos, CA

Every SEC-registered investment adviser representative at a Rice Financial Consulting, Inc. office in Los Gatos, A to Z.

The short answer

4 registered advisors work at Rice Financial Consulting, Inc. in Los Gatos, out of 4 at the firm nationwide; it ranks number 8 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Rice Financial Consulting, Inc. advisors in Los Gatos, A to Z

Every Rice Financial Consulting, Inc. advisor →

Rice Financial Consulting, Inc. advisors in every city and state →Rice Financial Consulting, Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Los Gatos

All Los Gatos advisors →

Morgan Stanley 26UBS Financial Services Inc. 17Charles Schwab & Co., Inc. 9Strategic Advisers LLC 8Kane Investment Management, Inc. 5Scharf Investments, LLC 5Raymond James Financial Services Advisors, Inc. 4Wells Fargo Advisors Financial Network, LLC 4LPL Financial LLC 3Libra Wealth LLC 3Mainstreet Financial Planning, Inc. 3Rockefeller Capital Management 3

Questions

How many financial advisors does Rice Financial Consulting, Inc. have in Los Gatos?

4 investment adviser representatives are registered at Rice Financial Consulting, Inc. offices in Los Gatos, California, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Rice Financial Consulting, Inc. one of the largest advisor employers in Los Gatos?

Rice Financial Consulting, Inc. ranks number 8 in Los Gatos by registered advisors; Morgan Stanley has the most, with 26.

How do I check a Rice Financial Consulting, Inc. advisor in Los Gatos?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rice Financial Consulting, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.