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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Los Gatos, CA

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Los Gatos, A to Z.

The short answer

3 registered advisors work at LPL Financial LLC in Los Gatos, out of 21,094 at the firm nationwide; it ranks number 10 in the city by advisors. 0 list the CFP designation and 2 are also registered broker representatives.

LPL Financial LLC advisors in Los Gatos, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70

Other firms in Los Gatos

All Los Gatos advisors →

Morgan Stanley 26UBS Financial Services Inc. 17Charles Schwab & Co., Inc. 9Strategic Advisers LLC 8Kane Investment Management, Inc. 5Scharf Investments, LLC 5Raymond James Financial Services Advisors, Inc. 4Rice Financial Consulting, Inc. 4Wells Fargo Advisors Financial Network, LLC 4Libra Wealth LLC 3Mainstreet Financial Planning, Inc. 3Rockefeller Capital Management 3

Questions

How many financial advisors does LPL Financial LLC have in Los Gatos?

3 investment adviser representatives are registered at LPL Financial LLC offices in Los Gatos, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 0 list the CFP designation and 2 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Los Gatos?

LPL Financial LLC ranks number 10 in Los Gatos by registered advisors; Morgan Stanley has the most, with 26.

How do I check a LPL Financial LLC advisor in Los Gatos?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.