President · Rice Financial Consulting, Inc.
Stephen M. Rice
CRD 1064788 · Named on Form ADV at one SEC-registered adviser
At a glance
Rice Financial Consulting, Inc., an SEC-registered wealth manager based in LOS Gatos, CA with $287 million in regulatory assets, lists Stephen M. Rice on its Form ADV as President, a control person.
Firms and roles
- Rice Financial Consulting, Inc.PresidentWealth manager · LOS Gatos, CA · $287M in regulatory assets
AtlasMembers
Stephen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Dorothy J. HundrieserManaging Member and Chief Compliance Officer, Rice Financial Consulting, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.