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Managing Member and Chief Compliance Officer · Rice Financial Consulting, Inc.

Dorothy J. Hundrieser

CRD 5463414 · Named on Form ADV at one SEC-registered adviser

At a glance

Rice Financial Consulting, Inc., an SEC-registered wealth manager based in LOS Gatos, CA with $287 million in regulatory assets, lists Dorothy J. Hundrieser on its Form ADV as Managing Member and Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Dorothy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Dorothy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.