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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Financial LLC financial advisors in Los Gatos, CA

Every SEC-registered investment adviser representative at a Rockefeller Financial LLC office in Los Gatos, A to Z.

The short answer

3 registered advisors work at Rockefeller Financial LLC in Los Gatos, out of 952 at the firm nationwide; it ranks number 14 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Rockefeller Financial LLC advisors in Los Gatos, A to Z

Every Rockefeller Financial LLC advisor →

Rockefeller Financial LLC advisors in every city and state →Rockefeller Financial LLC: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Financial LLC advisors in other cities

New York, NY 159Atlanta, GA 136Los Angeles, CA 98Chicago, IL 90Dallas, TX 87Florham Park, NJ 76Saratoga Springs, NY 24San Francisco, CA 20Charlotte, NC 15Hamilton, NJ 13Houston, TX 13Cincinnati, OH 12Stamford, CT 12Grand Rapids, MI 10Boca Raton, FL 9

Other firms in Los Gatos

All Los Gatos advisors →

Morgan Stanley 26UBS Financial Services Inc. 17Charles Schwab & Co., Inc. 9Strategic Advisers LLC 8Kane Investment Management, Inc. 5Scharf Investments, LLC 5Raymond James Financial Services Advisors, Inc. 4Rice Financial Consulting, Inc. 4Wells Fargo Advisors Financial Network, LLC 4LPL Financial LLC 3Libra Wealth LLC 3Mainstreet Financial Planning, Inc. 3

Questions

How many financial advisors does Rockefeller Financial LLC have in Los Gatos?

3 investment adviser representatives are registered at Rockefeller Financial LLC offices in Los Gatos, California, according to the SEC's Investment Adviser Public Disclosure records, out of 952 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Rockefeller Financial LLC one of the largest advisor employers in Los Gatos?

Rockefeller Financial LLC ranks number 14 in Los Gatos by registered advisors; Morgan Stanley has the most, with 26.

How do I check a Rockefeller Financial LLC advisor in Los Gatos?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.