Adviser and broker representative · Allworth Financial, L.P.
Allegra M. Swan
CRD 5910316 · Los Gatos, CA
At a glance
Allegra M. Swan is an investment adviser representative with Allworth Financial, L.P. in Los Gatos, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Allegra’s SEC record dates to 2012, about 13 years ago. Allegra is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Allworth Financial, L.P.Since July 2021Los Gatos, CA · $34B in regulatory assets
SEC adviser record
- Registered since
- 2012 (13 years)
- Designations
- Certified Financial Planner
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Allegra’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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- John C. Alexander IIIManasquan
- Jeffrey AronLynnfield · Certified Financial Planner
- Douglas M. Balmain Jr.Sacramento
- Rick R. BartonSacramento
Every advisor at Allworth Financial, L.P. →Allworth Financial, L.P.: assets, clients and custodians →Allworth news, moves and payouts →Financial advisors in Los Gatos, CA →Advisor Moves: who changed firms this week →