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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Mt. Pleasant, SC

Every SEC-registered investment adviser representative at a firm office in Mt. Pleasant, with the firms that employ the most of them.

122 registered advisors work in Mt. Pleasant; the most are at LPL Enterprise, LLC (17). 25 list the CFP designation and 79 are also registered broker representatives.

Firms with the most advisors in Mt. Pleasant

FirmAdvisors in Mt. Pleasant
LPL Enterprise, LLC news17
UBS Financial Services Inc. news14
Raymond James & Associates, Inc. news12
Headland Capital6
Commonwealth Financial Network news5
LPL Financial LLC news5
Apella Wealth4
Fusion Capital, LLC4
Ameriprise Financial Services, LLC news3
Charles Schwab & Co., Inc. news3
Janney Montgomery Scott LLC news3
Loveland & Bastian Financial Services Group, LLC3
Raymond James Financial Services Advisors, Inc. news3
Truist Advisory Services, Inc. news3
J.P. Morgan Securities LLC news2
Jp Wealth Management, Inc.2
MML Investors Services, LLC2
Mariner news2
Osaic Wealth, Inc. news2
Red Triangle, LLC2
Aptus Capital Advisors, LLC1
Arax Advisory Partners1
Ascension Wealth Advisors, LLC1
Blue Bear Financial, LLC1
Breach Inlet Capital Management, LLC1

Advisors in Mt. Pleasant, A to Z

CFP advisors in Mt. Pleasant →

Other cities in South Carolina

All of South Carolina →

Greenville 688Columbia 520Fort Mill 498Charleston 399Mount Pleasant 313Myrtle Beach 168Spartanburg 123Bluffton 121Summerville 96Rock Hill 83Lexington 82Hilton Head Island 81North Charleston 68Daniel Island 66Florence 62Aiken 58Greer 58Anderson 55Beaufort 53Simpsonville 50Seneca 40Sumter 36Pawleys Island 30Hilton Head 29

Questions

How many financial advisors are in Mt. Pleasant, SC?

122 investment adviser representatives are registered at firm offices in Mt. Pleasant, South Carolina, according to the SEC's Investment Adviser Public Disclosure records. 79 of them are also registered as broker representatives, and 25 list the CFP designation.

Which firm has the most financial advisors in Mt. Pleasant?

LPL Enterprise, LLC, with 17 registered advisors in Mt. Pleasant, followed by UBS Financial Services Inc. with 14.

How do I check a financial advisor in Mt. Pleasant?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.