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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Spartanburg, SC

Every SEC-registered investment adviser representative at a firm office in Spartanburg, with the firms that employ the most of them.

The short answer

123 registered advisors work in Spartanburg; the most are at LPL Financial LLC (15). 12 list the CFP designation and 108 are also registered broker representatives.

Firms with the most advisors in Spartanburg

FirmAdvisors in Spartanburg
LPL Financial LLC news15
Merrill Lynch, Pierce, Fenner & Smith Incorporated news14
Edward Jones news11
Morgan Stanley news11
Raymond James Financial Services Advisors, Inc. news9
Wells Fargo Clearing Services, LLC news9
Cetera Investment Advisers LLC news7
Colonial Trust Advisors, Inc.7
Janney Montgomery Scott LLC news6
State Farm Investment Management Corp.5
Ameriprise Financial Services, LLC news3
Mtm Investment Management, LLC3
Wealth Intelligently Navigated, LLC3
Wells Fargo Advisors Financial Network, LLC news3
Newedge Advisors2
Raymond James & Associates, Inc. news2
Strategic Advisers LLC2
Wealth Enhancement Advisory Services, LLC news2
Apollon Financial, LLC1
Bfc Planning, Inc.1
Empower Advisory Group, LLC1
First Citizens Investor Services, Inc.1
LPL Enterprise, LLC news1
Pfs Investments Inc.1
Southstate Private Capital Management LLC1

Advisors in Spartanburg, A to Z

CFP advisors in Spartanburg →

Other cities in South Carolina

All of South Carolina →

Greenville 688Columbia 520Fort Mill 498Charleston 399Mount Pleasant 313Myrtle Beach 168Mt. Pleasant 122Bluffton 121Summerville 96Rock Hill 83Lexington 82Hilton Head Island 81North Charleston 68Daniel Island 66Florence 62Mt Pleasant 59Aiken 58Greer 58Anderson 55Beaufort 53Simpsonville 50Seneca 40Sumter 36Pawleys Island 30

Questions

How many financial advisors are in Spartanburg, SC?

123 investment adviser representatives are registered at firm offices in Spartanburg, South Carolina, according to the SEC's Investment Adviser Public Disclosure records. 108 of them are also registered as broker representatives, and 12 list the CFP designation.

Which firm has the most financial advisors in Spartanburg?

LPL Financial LLC, with 15 registered advisors in Spartanburg, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 14.

How do I check a financial advisor in Spartanburg?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.