Adviser and broker representative · First Citizens Investor Services, Inc.
Kristine C. Carothers
CRD 6923272 · Spartanburg, SC
At a glance
Kristine C. Carothers is an investment adviser representative with First Citizens Investor Services, Inc. in Spartanburg, SC, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Kristine’s SEC record dates to 2020, about 6 years ago. Kristine is also registered as a broker representative.
Current advisory firms
- First Citizens Investor Services, Inc.Since September 2020Spartanburg, SC · $2.6B in regulatory assets
- First Citizens Asset Management, Inc.Since September 2021Raleigh, NC · $465M in regulatory assets
SEC adviser record
- Registered since
- 2020 (6 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Kristine’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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