Adviser and broker representative · First Citizens Investor Services, Inc.
Umar F. Ali
CRD 6404328 · Rockingham, VA
At a glance
Umar F. Ali is an investment adviser representative with First Citizens Investor Services, Inc. in Rockingham, VA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Umar’s SEC record dates to 2014, about 11 years ago. Umar is also registered as a broker representative.
Current advisory firm
- First Citizens Investor Services, Inc.Since July 2019Rockingham, VA · $2.6B in regulatory assets
SEC adviser record
- Registered since
- 2014 (11 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Umar’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.