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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Seneca, SC

Every SEC-registered investment adviser representative at a firm office in Seneca, with the firms that employ the most of them.

40 registered advisors work in Seneca; the most are at Edward Jones (7). 10 list the CFP designation and 29 are also registered broker representatives.

Firms with the most advisors in Seneca

FirmAdvisors in Seneca
Edward Jones news7
Ameriprise Financial Services, LLC news6
Wells Fargo Clearing Services, LLC news5
Iq Capital Strategy LLC3
Magnolia Financial Planning Services, Inc.3
Cambridge Investment Research Advisors, Inc. news2
"the Pilot's Advisor," LLC1
Cetera Investment Advisers LLC news1
Commonwealth Financial Network news1
Creative Planning news1
Empower Advisory Group, LLC1
First Citizens Investor Services, Inc.1
Hanover Advisors, Inc.1
Independent Financial Group, LLC1
Jackson Taylor Investment Securities1
LPL Financial LLC news1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Osaic Advisory Services, LLC news1
State Farm Investment Management Corp.1
The Fiduciary Alliance1

Advisors in Seneca, A to Z

CFP advisors in Seneca →

Other cities in South Carolina

All of South Carolina →

Greenville 688Columbia 520Fort Mill 498Charleston 399Mount Pleasant 313Myrtle Beach 168Spartanburg 123Mt. Pleasant 122Bluffton 121Summerville 96Rock Hill 83Lexington 82Hilton Head Island 81North Charleston 68Daniel Island 66Florence 62Mt Pleasant 59Aiken 58Greer 58Anderson 55Beaufort 53Simpsonville 50Sumter 36Pawleys Island 30

Questions

How many financial advisors are in Seneca, SC?

40 investment adviser representatives are registered at firm offices in Seneca, South Carolina, according to the SEC's Investment Adviser Public Disclosure records. 29 of them are also registered as broker representatives, and 10 list the CFP designation.

Which firm has the most financial advisors in Seneca?

Edward Jones, with 7 registered advisors in Seneca, followed by Ameriprise Financial Services, LLC with 6.

How do I check a financial advisor in Seneca?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.