Adviser and broker representative · Ameriprise Financial Services, LLC
River L. Williams
CRD 7440937 · Seneca, SC
At a glance
River L. Williams is an investment adviser representative with Ameriprise Financial Services, LLC in Seneca, SC, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on River’s SEC record dates to 2022, about 4 years ago. River is also registered as a broker representative.
Current advisory firm
- Ameriprise Financial Services, LLCSince June 2022Seneca, SC · $660B in regulatory assets
SEC adviser record
- Registered since
- 2022 (4 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
River’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.