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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Sumter, SC

Every SEC-registered investment adviser representative at a firm office in Sumter, with the firms that employ the most of them.

36 registered advisors work in Sumter; the most are at Edward Jones (8). 6 list the CFP designation and 34 are also registered broker representatives.

Firms with the most advisors in Sumter

FirmAdvisors in Sumter
Edward Jones news8
&Partners news4
Raymond James & Associates, Inc. news4
Osaic Wealth, Inc. news3
State Farm Investment Management Corp.3
First Command Advisory Services2
Stifel, Nicolaus & Company, Incorporated news2
Synovus Securities, Inc.2
Ameriprise Financial Services, LLC news1
Ameritas Advisory Services, LLC1
Cetera Investment Advisers LLC news1
Choreo, LLC1
Empower Advisory Group, LLC1
Pfs Investments Inc.1
Se Hunt Capital, LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in Sumter, A to Z

CFP advisors in Sumter →

Other cities in South Carolina

All of South Carolina →

Greenville 688Columbia 520Fort Mill 498Charleston 399Mount Pleasant 313Myrtle Beach 168Spartanburg 123Mt. Pleasant 122Bluffton 121Summerville 96Rock Hill 83Lexington 82Hilton Head Island 81North Charleston 68Daniel Island 66Florence 62Mt Pleasant 59Aiken 58Greer 58Anderson 55Beaufort 53Simpsonville 50Seneca 40Pawleys Island 30

Questions

How many financial advisors are in Sumter, SC?

36 investment adviser representatives are registered at firm offices in Sumter, South Carolina, according to the SEC's Investment Adviser Public Disclosure records. 34 of them are also registered as broker representatives, and 6 list the CFP designation.

Which firm has the most financial advisors in Sumter?

Edward Jones, with 8 registered advisors in Sumter, followed by &Partners with 4.

How do I check a financial advisor in Sumter?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.