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Adviser and broker representative · LPL Financial LLC

Louis A. Falvo

CRD 2107939 · Mt Pleasant, SC

At a glance

Louis A. Falvo is an investment adviser representative with LPL Financial LLC in Mt Pleasant, SC, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Louis’s SEC record dates to 2005, about 21 years ago. Louis is also registered as a broker representative.

Current advisory firms

  • LPL Financial LLCSince September 2026Mt Pleasant, SC · $819B in regulatory assets
  • Good Life Advisors, LLCSince July 2022Celebration, FL · $4.4B in regulatory assets
  • Cross Roads Divorce AdvisorsSince March 2021Mt. Pleasant, SC · State-registered or not in the SEC’s list

SEC adviser record

Registered since
2005 (21 years)
Designations
None on file
Exams
Series 63, Series 65
Registered in
2 states
Also a broker representative
Yes
Disclosures on record
None

AtlasMembers

Louis’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
Locked
Previous firms, with start and end dates
1 firmLocked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.

More at LPL Financial LLC

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