Wealth manager, independent · Fairhope, AL
Aptus Capital Advisors, LLC
SEC-registered investment adviser · CRD 167626 · SEC 801-107723
At a glance
Aptus Capital Advisors, LLC is an SEC-registered investment adviser based in Fairhope, Alabama, with $14B in regulatory assets under management as of its Form ADV filed September 24, 2026. It reports 12,693 individual clients, 2,358 of them high-net-worth, holding an average of about $0.8 million each, and 40 employees. That ranks it 66th among the nation’s 5,657 independent wealth management RIAs and 2nd of 43 in Alabama. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity.
Main office 251-517-7198aptuscapitaladvisors.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $14B
- Rank among independent wealth managers
- #66 of 5,657
- Rank among all SEC RIAs
- #1,079 of 17,210
- Rank in Alabama
- #2 of 43
- Individual clients
- 12,693
- High-net-worth clients
- 2,358
- Accounts
- 12,707
- Discretionary
- 90% of AUM
- Employees
- 40
- Advisory staff
- 26
- Offices
- 18
Owners and executives on its Form ADV
- Brett M. WickmannChief Compliance Officer
- John D. GardnerFounder & Chief Investment Officer
- John W. GoldsberryManaging Member
- Beckham D. WyrickManaging Member
Custody and brokerage
Broker-dealer
No broker-dealer ties
Aptus Capital Advisors, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 2,358 | $7.8B | 55% |
| Investment companies | 14 | $3.4B | 24% |
| Individuals | 10,335 | $3.0B | 21% |
Disciplinary disclosures
Aptus Capital Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗aptuscapitaladvisors.com ↗
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The full record on Aptus Capital Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 9 years of filings
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- Growth over one, three and five years
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- Rank against 306 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Alabama
All of Alabama →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Waverly Advisors, LLCBirmingham | $30B | 12,923 |
| RFG Advisory, LLCVestavia Hills | $8.0B | 17,207 |
| Eversource Wealth Advisors, LLCBirmingham | $5.1B | 3,255 |
| Stonex Advisors Inc.Birmingham | $5.1B | 9,741 |
| The Welch Group, LLCBirmingham | $3.7B | 1,416 |
| Oneascent Financial Services LLCBirmingham | $3.5B | 5,128 |
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- Aptus Capital Advisors, LLC vs Coldstream Wealth Management $14B · Bellevue, WA
Background
Questions
How much does Aptus Capital Advisors, LLC manage?
Aptus Capital Advisors, LLC reports $14B in regulatory assets under management across 12,707 accounts, 90% of it on a discretionary basis, on its Form ADV filed September 24, 2026.
How many clients does Aptus Capital Advisors, LLC have?
It reports 12,693 individual clients: 2,358 high-net-worth individuals and 10,335 other individuals. Individuals account for about 76% of its regulatory assets.
Where is Aptus Capital Advisors, LLC headquartered?
Its main office is in Fairhope, Alabama. It reports 18 offices in total and 40 employees, 26 of whom perform investment advisory functions.
How does Aptus Capital Advisors, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Aptus Capital Advisors, LLC use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity. On Schedule D of its Form ADV filed September 24, 2026, it reports these amounts held: Charles Schwab ($6.6B); Fidelity ($2.4B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Aptus Capital Advisors, LLC a hybrid RIA with a broker-dealer?
Aptus Capital Advisors, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Aptus Capital Advisors, LLC a fiduciary?
As an SEC-registered investment adviser, Aptus Capital Advisors, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Aptus Capital Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →