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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Capital Management financial advisors in Boca Raton, FL

Every SEC-registered investment adviser representative at a Rockefeller Capital Management office in Boca Raton, A to Z.

The short answer

4 registered advisors work at Rockefeller Capital Management in Boca Raton, out of 317 at the firm nationwide; it ranks number 69 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

Rockefeller Capital Management advisors in Boca Raton, A to Z

Every Rockefeller Capital Management advisor →

Rockefeller Capital Management advisors in every city and state →Rockefeller Capital Management: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Capital Management advisors in other cities

Atlanta, GA 30Ny, NY 30Dallas, TX 14New York, NY 13Saratoga Springs, NY 12Stamford, CT 12Los Angeles, CA 11Newport Beach, CA 10Newtown, PA 9San Francisco, CA 9Chicago, IL 8Conshohocken, PA 8Florham Park, NJ 7Fort Lauderdale, FL 7Palm Beach Gardens, FL 7

Other firms in Boca Raton

All Boca Raton advisors →

Morgan Stanley 193Merrill Lynch, Pierce, Fenner & Smith Incorporated 112Wells Fargo Clearing Services, LLC 103Ameriprise Financial Services, LLC 99Raymond James & Associates, Inc. 59Nfsg Corporation 54LPL Financial LLC 48Wells Fargo Advisors Financial Network, LLC 41Equitable Advisors, LLC 39RBC Capital Markets, LLC 35Valic Financial Advisors, Inc. 35J.P. Morgan Securities LLC 34

Questions

How many financial advisors does Rockefeller Capital Management have in Boca Raton?

4 investment adviser representatives are registered at Rockefeller Capital Management offices in Boca Raton, Florida, according to the SEC's Investment Adviser Public Disclosure records, out of 317 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is Rockefeller Capital Management one of the largest advisor employers in Boca Raton?

Rockefeller Capital Management ranks number 69 in Boca Raton by registered advisors; Morgan Stanley has the most, with 193.

How do I check a Rockefeller Capital Management advisor in Boca Raton?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Capital Management office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.