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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Aspen, CO

Every SEC-registered investment adviser representative at a firm office in Aspen, with the firms that employ the most of them.

50 registered advisors work in Aspen; the most are at Obermeyer Wealth Partners (14). 5 list the CFP designation and 25 are also registered broker representatives.

Firms with the most advisors in Aspen

FirmAdvisors in Aspen
Obermeyer Wealth Partners14
Merrill Lynch, Pierce, Fenner & Smith Incorporated news9
Pcm Encore, LLC4
J.P. Morgan Securities LLC news3
Osaic Wealth, Inc. news3
UBS Financial Services Inc. news2
Ashton Thomas Private Wealth1
Citigroup Global Markets Inc. news1
Colver Asset Management, LLC1
Concurrent Investment Advisors, LLC news1
East Coast Asset Management, LLC1
Foundations Investment Advisors LLC1
Integrated Benefits, Incorporated1
Morgan Stanley news1
Oppenheimer & Co. Inc. news1
Raymond James Financial Services Advisors, Inc. news1
Rockefeller Capital Management news1
Stevenson Advisors, LLC1
Suarum Investment Management, LLC1
Vineyard Capital Management LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in Aspen, A to Z

CFP advisors in Aspen →

Other cities in Colorado

All of Colorado →

Denver 2,523Greenwood Village 1,942Colorado Springs 945Lone Tree 746Boulder 436Littleton 302Fort Collins 299Lakewood 288Centennial 255Englewood 228Aurora 174Highlands Ranch 152Parker 141Loveland 133Broomfield 118Golden 117Westminster 111Castle Rock 103Grand Junction 100Arvada 85Louisville 77Durango 75Greeley 70Longmont 65

Questions

How many financial advisors are in Aspen, CO?

50 investment adviser representatives are registered at firm offices in Aspen, Colorado, according to the SEC's Investment Adviser Public Disclosure records. 25 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in Aspen?

Obermeyer Wealth Partners, with 14 registered advisors in Aspen, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 9.

How do I check a financial advisor in Aspen?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.