Wealth manager, independent · Aspen, CO
Obermeyer Wealth Partners
Obermeyer Wood Investment Counsel, Lllp · SEC-registered investment adviser · CRD 110069 · SEC 801-54953
At a glance
Obermeyer Wealth Partners is an SEC-registered investment adviser based in Aspen, Colorado, with $3.0B in regulatory assets under management as of its Form ADV filed September 14, 2026. It reports 1,115 individual clients, 570 of them high-net-worth, holding an average of about $2.4 million each, and 31 employees. That ranks it 352nd among the nation’s 5,657 independent wealth management RIAs and 8th of 177 in Colorado. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity.
Main office 970-925-8747obermeyerwealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $3.0B
- Rank among independent wealth managers
- #352 of 5,657
- Rank among all SEC RIAs
- #2,807 of 17,210
- Rank in Colorado
- #8 of 177
- Individual clients
- 1,115
- High-net-worth clients
- 570
- Accounts
- 2,732
- Discretionary
- 100% of AUM
- Employees
- 31
- Advisory staff
- 15
- Offices
- 4
Owners and executives on its Form ADV
- Roger D. HennefeldLimited Partner and Vice President
- Alexandra F. PhillipsGeneral Partner, Limited Partner and President
- Lee W. DinesLimited Partner and SVP Emeritus
- Dana L. NightingaleLimited Partner and Senior Vice President
- Bret R. HirshLimited Partner and Vice President
- Adam M. SavinLimited Partner and Vice President
- Helen S ObermeyerGeneral Partner
- Brian S. BradyVice President and Limited Partner
- BROOKE GaisVice President and Limited Partner
- Stephen J. FleischerChief Compliance Officer
Custody and brokerage
Broker-dealer
No broker-dealer ties
Obermeyer Wealth Partners reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 570 | $2.5B | 84% |
| Corporations or other businesses | 18 | $230M | 8% |
| Individuals | 545 | $177M | 6% |
| Charitable organizations | 21 | $58M | 2% |
| State or municipal government entities | 1 | $22M | <1% |
| Pension and profit sharing plans | 2 | $5M | <1% |
Disciplinary disclosures
Obermeyer Wealth Partners reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗obermeyerwealth.com ↗
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The full record on Obermeyer Wealth Partners
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,353 peers of its type and size
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- Owners and executives, with titles and stakes
- 10 namedLocked
- Main office, fax and compliance officer
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Colorado
All of Colorado →| Firm | Regulatory AUM | Clients |
|---|---|---|
| JFG Family OfficeDenver | $4.5B | 162 |
| BOK Financial Private Wealth, Inc.Denver | $3.7B | 737 |
| GHP Investment Advisors IncDenver | $3.1B | 1,226 |
| BSW Wealth PartnersBoulder | $2.2B | 476 |
| PCM Encore, LLCAspen | $2.0B | 175 |
| Cherry Creek Family OfficesDenver | $2.0B | 20 |
Background
Questions
How much does Obermeyer Wealth Partners manage?
Obermeyer Wealth Partners reports $3.0B in regulatory assets under management across 2,732 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 14, 2026.
How many clients does Obermeyer Wealth Partners have?
It reports 1,115 individual clients: 570 high-net-worth individuals and 545 other individuals. Individuals account for about 90% of its regulatory assets.
Where is Obermeyer Wealth Partners headquartered?
Its main office is in Aspen, Colorado. It reports 4 offices in total and 31 employees, 15 of whom perform investment advisory functions.
How does Obermeyer Wealth Partners charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Obermeyer Wealth Partners use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity. On Schedule D of its Form ADV filed September 14, 2026, it reports these amounts held: Charles Schwab ($2.1B); Fidelity ($257M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Obermeyer Wealth Partners a hybrid RIA with a broker-dealer?
Obermeyer Wealth Partners reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Obermeyer Wealth Partners a fiduciary?
As an SEC-registered investment adviser, Obermeyer Wealth Partners owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Obermeyer Wealth Partners’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-14), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →