Wealth manager, bank-affiliated · Denver, CO
BOK Financial Private Wealth, Inc.
SEC-registered investment adviser · CRD 106733 · SEC 801-51401
At a glance
BOK Financial Private Wealth, Inc. is an SEC-registered investment adviser based in Denver, Colorado, with $3.7B in regulatory assets under management as of its Form ADV filed September 30, 2026. It reports 737 individual clients, 414 of them high-net-worth, holding an average of about $4.2 million each, and 37 employees. That ranks it 296th among the nation’s 5,657 independent wealth management RIAs and 6th of 177 in Colorado. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity.
Main office 303-539-0100bokfinancialprivatewealth.comAs filed on Form ADV
- Regulatory AUM
- $3.7B
- Rank among independent wealth managers
- #296 of 5,657
- Rank among all SEC RIAs
- #2,517 of 17,210
- Rank in Colorado
- #6 of 177
- Individual clients
- 737
- High-net-worth clients
- 414
- Accounts
- 2,402
- Discretionary
- 99% of AUM
- Employees
- 37
- Advisory staff
- 23
- Offices
- 9
Owners and executives on its Form ADV
- Gregory A. WheelerChief Executive Officer
- Scott Bradley GrauerChairman
- Clint S. DishmanSenior Vice President and Manager, Strategic Investment Advisors
- Carrie C. PorterSenior Vice President and Chief Operating Officer
- Bryan N. PetryTreasurer and Tax Officer
- Ryan M. FlippoChief Compliance Officer
- Fenny JieManaging Director, Investments
Custody and brokerage
Broker-dealer
Hybrid RIA
BOK Financial Private Wealth, Inc. is a hybrid RIA: 15 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: BOK Financial Securities, Inc. and Cavanal Hill Distributors, Inc,.
- BOK Financial Securities, Inc. ↗CRD 17530
- Cavanal Hill Distributors, Inc, ↗CRD 175445
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, February 2026
Its Form ADV brochure (filed September 2026) names BOK Financial Securities as the broker-dealer its advisers are registered with.
Industry Activities and Affiliations Certain Firm management persons and employees are also employees, management persons, executive officers, directors , or registered representatives of BOKF, NA, CHIM , or BOK Financial Securities, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 414 | $2.9B | 79% |
| Corporations or other businesses | 51 | $459M | 12% |
| Charitable organizations | 24 | $167M | 4% |
| Individuals | 323 | $149M | 4% |
| Pension and profit sharing plans | 5 | $11M | <1% |
| Investment companies | 1 | $6M | <1% |
Disciplinary disclosures
BOK Financial Private Wealth, Inc. answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗bokfinancialprivatewealth.com ↗
AtlasMembers
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- 7 namedLocked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Colorado
All of Colorado →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Aspen Grove Capital, LLCAvon | $6.7B | 40 |
| Western Wealth Management LLCGolden | $5.4B | 11,019 |
| JFG Family OfficeDenver | $4.5B | 162 |
| GHP Investment Advisors IncDenver | $3.1B | 1,226 |
| Obermeyer Wealth PartnersAspen | $3.0B | 1,115 |
| BSW Wealth PartnersBoulder | $2.2B | 476 |
Background
Questions
How much does BOK Financial Private Wealth, Inc. manage?
BOK Financial Private Wealth, Inc. reports $3.7B in regulatory assets under management across 2,402 accounts, 99% of it on a discretionary basis, on its Form ADV filed September 30, 2026.
How many clients does BOK Financial Private Wealth, Inc. have?
It reports 737 individual clients: 414 high-net-worth individuals and 323 other individuals. Individuals account for about 83% of its regulatory assets.
Where is BOK Financial Private Wealth, Inc. headquartered?
Its main office is in Denver, Colorado. It reports 9 offices in total and 37 employees, 23 of whom perform investment advisory functions.
How does BOK Financial Private Wealth, Inc. charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does BOK Financial Private Wealth, Inc. use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity. On Schedule D of its Form ADV filed September 30, 2026, it reports these amounts held: Charles Schwab ($2.8B); Fidelity ($617M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is BOK Financial Private Wealth, Inc. a hybrid RIA with a broker-dealer?
BOK Financial Private Wealth, Inc. is a hybrid RIA: 15 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: BOK Financial Securities, Inc. and Cavanal Hill Distributors, Inc,. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is BOK Financial Private Wealth, Inc. a fiduciary?
As an SEC-registered investment adviser, BOK Financial Private Wealth, Inc. owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 15 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is BOK Financial Private Wealth, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →