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Financial ADVSR advisor directory · SEC adviser records

Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Aspen, CO

Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Aspen, A to Z.

The short answer

8 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Aspen, out of 22,882 at the firm nationwide; it ranks number 2 in the city by advisors. 0 list the CFP designation and 8 are also registered broker representatives.

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Aspen, A to Z

Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in every city and state →Merrill Lynch, Pierce, Fenner & Smith Incorporated: assets, clients and custodians →Merrill news and advisor moves →Merrill Lynch, Pierce, Fenner & Smith Incorporated payout grid vs. other firms →Advisor Moves: who changed firms this week →

Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities

New York, NY 2,429Jacksonville, FL 719Pennington, NJ 569Chicago, IL 448Charlotte, NC 434Houston, TX 364Boston, MA 324Los Angeles, CA 315Chandler, AZ 309Miami, FL 272Atlanta, GA 271Dallas, TX 233San Francisco, CA 215Newport Beach, CA 190Riverside, RI 175

Other firms in Aspen

All Aspen advisors →

Obermeyer Wealth Partners 14Pcm Encore, LLC 4J.P. Morgan Securities LLC 3Osaic Wealth, Inc. 3

Questions

How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Aspen?

8 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Aspen, Colorado, according to the SEC's Investment Adviser Public Disclosure records, out of 22,882 nationwide. 0 list the CFP designation and 8 are also registered as broker representatives.

Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Aspen?

Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 2 in Aspen by registered advisors; Obermeyer Wealth Partners has the most, with 14.

How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Aspen?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.