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Financial ADVSR advisor directory · SEC adviser records

Rockefeller Capital Management financial advisors in Houston, TX

Every SEC-registered investment adviser representative at a Rockefeller Capital Management office in Houston, A to Z.

5 registered advisors work at Rockefeller Capital Management in Houston, out of 335 at the firm nationwide; it ranks number 138 in the city by advisors. 1 list the CFP designation and 5 are also registered broker representatives.

Rockefeller Capital Management advisors in Houston, A to Z

Every Rockefeller Capital Management advisor →

Rockefeller Capital Management advisors in every city and state →Rockefeller Capital Management: assets, clients and custodians →Rockefeller news and advisor moves →Advisor Moves: who changed firms this week →

Rockefeller Capital Management advisors in other cities

Ny, NY 32Atlanta, GA 30Dallas, TX 15New York, NY 14Saratoga Springs, NY 14Los Angeles, CA 13Stamford, CT 12Newport Beach, CA 10Newtown, PA 10San Francisco, CA 10Fort Lauderdale, FL 9Chicago, IL 8Conshohocken, PA 8Palm Beach Gardens, FL 8Florham Park, NJ 7

Other firms in Houston

All Houston advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 364Morgan Stanley 304J.P. Morgan Securities LLC 301Valic Financial Advisors, Inc. 213UBS Financial Services Inc. 186Wells Fargo Clearing Services, LLC 161Strategic Advisers LLC 141Ameriprise Financial Services, LLC 136LPL Financial LLC 128Raymond James & Associates, Inc. 86Cetera Investment Advisers LLC 76Pfs Investments Inc. 76

Questions

How many financial advisors does Rockefeller Capital Management have in Houston?

5 investment adviser representatives are registered at Rockefeller Capital Management offices in Houston, Texas, according to the SEC's Investment Adviser Public Disclosure records, out of 335 nationwide. 1 list the CFP designation and 5 are also registered as broker representatives.

Is Rockefeller Capital Management one of the largest advisor employers in Houston?

Rockefeller Capital Management ranks number 138 in Houston by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 364.

How do I check a Rockefeller Capital Management advisor in Houston?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rockefeller Capital Management office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.