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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Rye Brook, NY

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Rye Brook, A to Z.

The short answer

6 registered advisors work at LPL Financial LLC in Rye Brook, out of 21,098 at the firm nationwide; it ranks number 4 in the city by advisors. 1 list the CFP designation and 6 are also registered broker representatives.

LPL Financial LLC advisors in Rye Brook, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67

Other firms in Rye Brook

All Rye Brook advisors →

Park Avenue Securities LLC 54Belle Haven Investments, L.P. 18Ameriprise Financial Services, LLC 13Navis Wealth Advisors LLC 5Oxler Private Wealth 4Beacon Financial Advisors 3Municipal Asset Management Inc. 3

Questions

How many financial advisors does LPL Financial LLC have in Rye Brook?

6 investment adviser representatives are registered at LPL Financial LLC offices in Rye Brook, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 1 list the CFP designation and 6 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Rye Brook?

LPL Financial LLC ranks number 4 in Rye Brook by registered advisors; Park Avenue Securities LLC has the most, with 54.

How do I check a LPL Financial LLC advisor in Rye Brook?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.