Principal, Chief Compliance Officer · Oxler Private Wealth
Masahiro A. Yamazaki
CRD 2526772 · Named on Form ADV at one SEC-registered adviser
At a glance
Oxler Private Wealth, an SEC-registered wealth manager based in RYE Brook, NY with $578 million in regulatory assets, lists Masahiro A. Yamazaki on its Form ADV as Principal, Chief Compliance Officer, a control person.
Firms and roles
- Oxler Private WealthPrincipal, Chief Compliance OfficerWealth manager · RYE Brook, NY · $578M in regulatory assets
AtlasMembers
Masahiro’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Jessica M. DemlerPrincipal, Oxler Private Wealth
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Masahiro’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.