Financial ADVSR advisor directory · SEC adviser records
Roffman Miller Associates Inc. financial advisors in Philadelphia, PA
Every SEC-registered investment adviser representative at a Roffman Miller Associates Inc. office in Philadelphia, A to Z.
The short answer
11 registered advisors work at Roffman Miller Associates Inc. in Philadelphia, out of 12 at the firm nationwide; it ranks number 21 in the city by advisors. 4 list the CFP designation and 0 are also registered broker representatives.
Roffman Miller Associates Inc. advisors in Philadelphia, A to Z
Every Roffman Miller Associates Inc. advisor →- Susan L. ArnoldInvestment adviser rep
- Kevin J. CookeCertified Financial Planner
- Peter F. GaertnerCertified Financial Planner
- David GradzkiCertified Financial Planner
- Paulette GreenwellChartered Financial Analyst
- Gerard G. GuertinChartered Financial Consultant
- Lori A. HartmanInvestment adviser rep
- Cole R. HofmannInvestment adviser rep
- Earl R. MillerInvestment adviser rep
- Robert P. Miller IIIInvestment adviser rep
- Robert A. RiegenCertified Financial Planner
Roffman Miller Associates Inc. advisors in every city and state →Roffman Miller Associates Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →
Roffman Miller Associates Inc. advisors in other cities
Other firms in Philadelphia
All Philadelphia advisors →J.P. Morgan Securities LLC 117Janney Montgomery Scott LLC 95Merrill Lynch, Pierce, Fenner & Smith Incorporated 84Wells Fargo Clearing Services, LLC 66Morgan Stanley 61Florida Financial Advisors, LLC 59UBS Financial Services Inc. 55Strategic Advisers LLC 45Bryn Mawr Trust Advisors, LLC 32Mycio Wealth Partners, LLC 32RBC Capital Markets, LLC 26Tiaa-Cref Individual & Institutional Services, LLC 25
Questions
How many financial advisors does Roffman Miller Associates Inc. have in Philadelphia?
11 investment adviser representatives are registered at Roffman Miller Associates Inc. offices in Philadelphia, Pennsylvania, according to the SEC's Investment Adviser Public Disclosure records, out of 12 nationwide. 4 list the CFP designation and 0 are also registered as broker representatives.
Is Roffman Miller Associates Inc. one of the largest advisor employers in Philadelphia?
Roffman Miller Associates Inc. ranks number 21 in Philadelphia by registered advisors; J.P. Morgan Securities LLC has the most, with 117.
How do I check a Roffman Miller Associates Inc. advisor in Philadelphia?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Roffman Miller Associates Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.