Financial ADVSR advisor directory · SEC adviser records
Wmgna financial advisors in Farmington, CT
Every SEC-registered investment adviser representative at a Wmgna office in Farmington, A to Z.
The short answer
4 registered advisors work at Wmgna in Farmington, out of 4 at the firm nationwide; it ranks number 15 in the city by advisors. 1 list the CFP designation and 3 are also registered broker representatives.
Wmgna advisors in Farmington, A to Z
Every Wmgna advisor →- Brian P. BeckAlso a broker rep
- Daniel J. FriedmanInvestment adviser rep
- Christopher J. PowersAlso a broker rep
- Jacob P. SapiaCertified Financial Planner · Also a broker rep
Wmgna advisors in every city and state →Wmgna: assets, clients and custodians →Advisor Moves: who changed firms this week →
Other firms in Farmington
All Farmington advisors →Connecticut Wealth Management, LLC 48LPL Financial LLC 18RBC Capital Markets, LLC 17Park Avenue Securities LLC 16Merrill Lynch, Pierce, Fenner & Smith Incorporated 15Cambridge Investment Research Advisors, Inc. 12Mjp Wealth Advisors 8Integrity Alliance, LLC. 6Wells Fargo Clearing Services, LLC 6Ameriprise Financial Services, LLC 5Medallion Wealth Advisors, LLC 5Sagebroadview Wealth Management, LLC 5
Questions
How many financial advisors does Wmgna have in Farmington?
4 investment adviser representatives are registered at Wmgna offices in Farmington, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 1 list the CFP designation and 3 are also registered as broker representatives.
Is Wmgna one of the largest advisor employers in Farmington?
Wmgna ranks number 15 in Farmington by registered advisors; Connecticut Wealth Management, LLC has the most, with 48.
How do I check a Wmgna advisor in Farmington?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Wmgna office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.