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Financial ADVSR advisor directory · SEC adviser records

Rock Elm Capital Management LLC financial advisors in Darien, CT

Every SEC-registered investment adviser representative at a Rock Elm Capital Management LLC office in Darien, A to Z.

The short answer

3 registered advisors work at Rock Elm Capital Management LLC in Darien, out of 3 at the firm nationwide; it ranks number 12 in the city by advisors. 0 list the CFP designation and 1 are also registered broker representatives.

Rock Elm Capital Management LLC advisors in Darien, A to Z

Every Rock Elm Capital Management LLC advisor →

Rock Elm Capital Management LLC advisors in every city and state →Advisor Moves: who changed firms this week →

Other firms in Darien

All Darien advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 24Sprott Asset Management USA Inc. 13Janney Montgomery Scott LLC 11Twenty Four Wealth 10Strategic Advisers LLC 5Wealth Enhancement Advisory Services, LLC 5Crestwood Advisors 4J.P. Morgan Securities LLC 4Amfa LLC 3Beirne. 3LPL Financial LLC 3

Questions

How many financial advisors does Rock Elm Capital Management LLC have in Darien?

3 investment adviser representatives are registered at Rock Elm Capital Management LLC offices in Darien, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 0 list the CFP designation and 1 are also registered as broker representatives.

Is Rock Elm Capital Management LLC one of the largest advisor employers in Darien?

Rock Elm Capital Management LLC ranks number 12 in Darien by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 24.

How do I check a Rock Elm Capital Management LLC advisor in Darien?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Rock Elm Capital Management LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.