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Financial ADVSR advisor directory · SEC adviser records

Sprott Asset Management USA Inc. financial advisors in Darien, CT

Every SEC-registered investment adviser representative at a Sprott Asset Management USA Inc. office in Darien, A to Z.

The short answer

14 registered advisors work at Sprott Asset Management USA Inc. in Darien, out of 20 at the firm nationwide; it ranks number 2 in the city by advisors. 0 list the CFP designation and 13 are also registered broker representatives.

Sprott Asset Management USA Inc. advisors in Darien, A to Z

Every Sprott Asset Management USA Inc. advisor →

Sprott Asset Management USA Inc. advisors in every city and state →Sprott Asset Management USA Inc.: assets, clients and custodians →Advisor Moves: who changed firms this week →

Sprott Asset Management USA Inc. advisors in other cities

Carlsbad, CA 2New York, NY 2

Other firms in Darien

All Darien advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 24Janney Montgomery Scott LLC 11Twenty Four Wealth 10Strategic Advisers LLC 5Wealth Enhancement Advisory Services, LLC 5Crestwood Advisors 4J.P. Morgan Securities LLC 4Amfa LLC 3Beirne. 3LPL Financial LLC 3Rock Elm Capital Management LLC 3

Questions

How many financial advisors does Sprott Asset Management USA Inc. have in Darien?

14 investment adviser representatives are registered at Sprott Asset Management USA Inc. offices in Darien, Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 20 nationwide. 0 list the CFP designation and 13 are also registered as broker representatives.

Is Sprott Asset Management USA Inc. one of the largest advisor employers in Darien?

Sprott Asset Management USA Inc. ranks number 2 in Darien by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 24.

How do I check a Sprott Asset Management USA Inc. advisor in Darien?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Sprott Asset Management USA Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.